Senior Manager - Risk and Compliance
Marsh McLennan
- Auckland
- Permanent
- Full-time
- The primary purpose of this role is to provide advice and oversight of the business’s strategic and operational implementation and associated risk-taking activities.
- This will include oversight of the implementation of the Risk Management Framework within Pacific Operations and supporting initiatives across the broader Mercer Pacific Risk and Compliance function.
- Flexible work arrangements
- Discounted insurances
- Incentive Compensation Plan
- Leading training and development program
- Professional environment where your career path really matters and is supported in our global organisation
- Great team environment with energetic and supportive colleagues
- Partner with the business and provide advice on governance, risk and compliance obligations, risk appetite settings, emerging risks, and internal control based solutions
- Advise the Business in relation to risk and control assessment, and action planning
- Perform monitoring, oversight and challenge across business risk profiles, high risk projects, issue management and remediation, performance against risk appetite settings, risk acceptance, and data quality of the Governance
- Risk and Compliance system solution
- Provide expert input into Risk Frameworks and maturity practices in order to mature the quality of Risk Management practices
- Provide training and advice to support risk and compliance frameworks, and embedding of the 3LOA model
- Promote continuous improvement of the internal control environment, including sharing of better practice controls and processes
- Participate in local and global initiatives requiring risk and compliance input
- Prepare (and present) concise and meaningful professional risk and compliance reports for Business Leadership along with related Boards and Board sub-committees
- Liaise with external auditors and regulators, providing relevant information, completing walkthroughs (as required), and maintaining a strong posture
- At least 5 year’s working in a risk, compliance or legal role with experience related to general insurance, insurance brokering or insurance regulation as well as investment/fund compliance
- Experience working in or providing services to a regulated financial services business, with an ability to interpret and apply associated legislative requirements
- An ability to undertake the role accountabilities described above, experience in the following needs to be demonstrated:
- Sound understanding and ability to operate within Risk and Compliance frameworks, including the ability to consider risk strategically and take a commercial approach to compliance when required
- Ability to provide value add advice to the Business in respect of risks, controls, process and administrative matters
- Ability to analyse data and collate and prepare reports in relation to risk profiles, compliance plans, statutory requirements, regulatory fund lodgments, incidents, audit risk data
- Strong written and verbal communication, with foundation capability of operating with Boards and in the provision of Director level information